SEC Gazette
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SEC News Digest — Enforcement Actions
Historical enforcement data extracted from SEC News Digest archives (1956–2014)
  • Overview
  • Respondents & Sanctions
  • Violations
  • Pipeline Coverage

Total Actions

19472

Digests Parsed

9440

Unique Respondents

31377

Settlement Rate

72%

Enforcement Actions Over Time
Action Types
Sanction Types
Respondent Types
Top Respondents (by action count)
Most-Cited Statutes
Settlement Rate by Action Type

Files on Disk

13,747

Years in Manifest

59

Parse Failures

0

Files on Disk by Year
Parsing Quality by Year